Strengthening Process, Enhancing Governance
KCM follows a comprehensive approach to help achieve business objectives through technology driven, high-quality and in-depth reviews, assessment of controls and benchmarking of compliance
Streamline Governance and Manage Risks Effectively

Today, every organisation faces severe competition, where growth and survival are two sides of a coin. It is of utmost importance to monitor and maintain operational efficiency for every organisation, irrespective of its size. An organisation must be nimble, alert and aware of the environment, to sustain the path to the business goal. Reviewing, revising, revisiting the business processes and controls on a periodic basis become important to ensure processes and controls remain relevant to the size of the business, nature of the industry and applicable laws. Risk Management assists an organisation to identify potential risks and mitigate them to enable it to remain competitive in today’s scenario.

Led by senior partners, the team has a vast experience in assisting the clients, through adequate governance framework, to proactively manage risk, avoid pitfalls and meet regulatory expectations with confidence.

We also work with inhouse and external domain experts to provide solutions that are practical, technically sound and implementable.
grc img01 Governance, Risk, and Compliance

Services Offered

Governance:

Internal Audit
Our globally accepted Internal Audit Approach, Use of Data Analytics & Audit Tools and experienced staff having industry specific knowledge offers organisation-specific solutions to assist them to build robust control environment.
Our team develops standard operating procedures / manuals and delegation of authorities that are benchmarked to industry best practice.
Our team assists clients to develop and document the framework for Internal Financial Controls in alignment with the ICAI guidance note Internal Financial Controls over reporting. This service also includes design and operating effectiveness of key controls.
Our team assists clients to develop and document the SOX framework in compliance with the requirement of Section 404 (assessment of internal control). This service also includes design and operating effectiveness of key controls in line with the SOX requirements.
Our team reviews the approach adopted by the inhouse internal audit team of an organisation along with recommendations suggested by the team over a period. We suggest the areas of improvements like changes in the approach of audit, type of recommendations provided and process of closure of areas of improvement suggested.
Our team assists clients in automatization of processes and establishing adequate system controls at the time of implementation of the ERP. This service also includes ensuring controls/ requirements identified at planning stage that have been incorporated in the ERP.

Risk:

Enterprise Risk Management Framework
Our team assists Board of Directors and leadership team in developing and implementing risk management framework prepared for handling business disruption.
Our team assists the entity in defining controls for specific risks and suggests working models to ensure adequate control to mitigate/reduce the risk.
Our team has a relevant experience to conduct fraud investigations effectively. We understand the client’s objective for investigation. We customise our approach based on the objective of investigation, nature of business & operations and sensitivity of information involved.

Compliance:

Preparation of Compliance Register
Our team assists a management to identify applicable regulations and prepare detailed compliance register.
Our team performs review of applicable statutory compliances to ensure compliance to all applicable statutory compliance.

Under third party compliance, our team reviews risks related to third parties associated with an organisation. This helps clients manage their relationship with associated third party. Our service offerings include the following:

  • Vendor Review
  • Customer Review
  • Dealer and Distributor Review
  • Inventory Audit / Physical Verification of Inventory
  • Mystery Shopping & Outlet / Store Audit
  • Contract Compliance

Streamline Governance and Manage Risks Effectively

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